Episodes

Tremors: First, we’ll look back at what navigating compliance used to be like and how it historically has caused issues for both marketing and sales teams. Then, we’ll discuss how our global perspective as a society has placed new demands for cross-border compliance, especially in a post-Brexit Europe. Epicentre: Then, we talk about how tech is helping with compliance automation, removing cumbersome process breaks and improving compliance-heavy tasks like generating automated disclaimers for factsheets and global sales restrictions for fund distribution. Aftershocks: Finally, we look forward to where we see the future of compliance going and how AI will impact it. Jump into the conversation: [00:06:39] How the financial crisis impacts compliance [00:08:26] The importance of compliance and regulatory accountability [00:12:24] Global compliance challenges [00:16:43] Why automation is valuable in compliance processes [00:22:07] How compliance as a catalyst for innovation [00:25:45] How AI can help [00:28:47] How AI impacts work-life balance [00:32:36] The future of compliance collaboration

The debut episode of Seismic Sessions explores DEI in financial services, highlighting enabling employees, diverse voices, and the role of coaching and technology in bridging the gap.